Limited to individual onboarding – Contact us for GROUP PACKAGES for 10+ users HERE .
CONTENT: VIDEO + PODCAST + PDF
THE CPD HUB has bundled a series of interviews with asset managers discussing regulatory topics as well as a book / podcast on RDR.
The content makes up 4,5 verifiable CPD hours for Ethics & Practice Standards.
Remain FIT & PROPER through the following REGULATION modules:
- Financial Services Regulation Overview
- Treating Customers Fairly (“TCF”)
- Financial Intelligence Centre Act “FICA”
- Protection of Personal Information Act (“POPI”)
- Financial Advisory and Intermediary Services Act (“FAIS”)
- Financial Markets Act – Focusing on Market Abuse
- Conflict of Interest (“COI”)
- RDR (Retail Distribution Review) - E-Book and Podcast accounting for 3 CPD hours - click HERE to review
Each course is approved by either the FPI or IOBSA while CPD hours vary (1,5 and 3) and are indicated on the actual course and individual certificates.
If you are a Team of 10+ users, contact us for GROUP PACKAGES HERE
FOUND A SOLUTION TO FILE ALL YOUR CPD CERTIFICATES?
UPLOAD ALL YOUR CPD CERTIFICATES FROM YOUR PHONE OR PC TO A CENTRAL REGISTER, WHICH THEN AGGREGATES ALL YOUR CERTIFICATES INTO ONE NEAT, EASILY ACCESSIBLE DOCUMENT.
CHECK OUT CPD SCORECARD HERE TO FIND OUT MORE.